Showing 1941 to 1950 of 7864 search results for market watch.

1941. CP17/18: Consultation on implementing asset management market study remedies and changes to Handbook [pdf]

      Consultation papers

      Published: 28/06/2017

      Following our study of the asset management market, we are consulting on changes to the way we regulate authorised fund managers. Our consultation also discusses applying equivalent provisions to similar retail investment products.

1942. Consultation UKLA Technical Note 504.2 - Exemptions from the periodic reporting requirements [pdf]

      Primary market

      Published: 23/11/2015

      Last modified: 23/11/2015

1943. Consultation UKLA Procedural Note 904.2 - Public offer prospectus - drafting and approval [pdf]

      Primary market

      Published: 23/11/2015

      Last modified: 23/11/2015

1944. Consultation UKLA Technical Note 503.2 - Equivalence arrangements for third country issuers [pdf]

      Primary market

      Published: 23/11/2015

      Last modified: 23/11/2015

1945. Consultation UKLA Technical Note 409.1 - Master-feeder structures [pdf]

      Primary market

      Published: 30/03/2015

      Last modified: 30/03/2015

1946. Occasional Paper No. 29: Aggregate market quality implications of dark trading [pdf]

      FCA research

      Published: 01/08/2017

      Last modified: 13/04/2018

      In this paper, we examine the impact of dark trading on aggregate market quality in the UK.

1947. Key features of the credit card market

      Firms

      Published: 05/08/2015

      Last modified: 16/02/2023

      Our research shows that most credit cards have a complex combination of features, fees and interest.

1948. Optimus Markets/ Dragon Capital KFT

      Warnings

      Published: 15/02/2021

      Last modified: 15/02/2021

      Optimus Markets/ Dragon Capital KFT is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

1949. Eligibility for listing – securitised derivatives [docx]

      Primary market

      Published: 05/04/2013

      Last modified: 14/02/2014

      Checklist Eligibility for listing – securitised derivatives.

1950. Sponsors - Application of principle to deal with the FCA in an open and co-operative manner – Primary Market / TN / 713.3 [pdf]

      Primary market

      Published: 12/01/2026

      Technical note