Showing 1991 to 2000 of 7864 search results for market watch.

1991. FSA - FG12/13 [pdf]

      Finalised guidance

      Published: 14/05/2012

      Last modified: 20/10/2014

      This paper sets out our view about payment for order flow (PFOF) arrangements. We define PFOF as an arrangement whereby a broker receives payment from market makers, in exchange for sending order flow to them.

1992. CP15/13: General Insurance Add-ons Market Study – Proposed Remedies: Banning opt-out selling across financial services and supporting informed decision-making for add-on buyers [pdf]

      Consultation papers

      Published: 25/03/2015

      Last modified: 25/03/2015

1993. TR15/1: Asset management firms and the risk of market abuse [pdf]

      Thematic reviews

      Published: 18/02/2015

      Last modified: 18/02/2015

      This paper presents our findings from the thematic review of how asset management firms control the risk of committing market abuse.

1994. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; rules on extending the certification regime to wholesale market activities and interim rules on referencing [pdf]

      Policy statements

      Published: 04/02/2016

      Last modified: 04/02/2016

      In this policy statement we set out final rules for the new accountability framework for individuals working in banks, building societies and credit unions who perform certain wholesale market activities.

1995. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]

      Consultation papers

      Published: 15/12/2015

      Last modified: 15/12/2015

      We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.

1996. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

      Consultation papers

      Published: 29/07/2016

      Last modified: 29/07/2016

      We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.

1997. PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation [pdf]

      Policy statements

      Published: 30/06/2016

      Last modified: 30/06/2016

      In this Policy Statement we report on the main issues arising from Consultation Paper 16/13 and publish the final rules.

1998. FSA - FG12/22: Summary of feedback received [pdf]

      Finalised guidance

      Published: 17/12/2012

      Last modified: 19/04/2016

      In Primary Market Bulletin (PMB) No. 2 (July 2012), we consulted on the initial content of the UKLA Knowledge Base, which comprised 82 draft technical and procedural notes relating to aspects of the Prospectus Rules (PR), Listing Rules (LR) and

1999. FSA - PS12/23 [pdf]

      Policy statements

      Published: 14/12/2012

      Last modified: 30/05/2013

      Policy FSA - PS12/23 - This Policy Statement summarises feedback received in relation to Part I of Consultation Paper 12/22 (CP12/22) and publishes final rules making changes required under the European Market Infrastructure Regulation (EMIR).

2000. Consultation UKLA Technical Note 717.1 - Sponsors: Record Keeping Requirements [pdf]

      Primary market

      Published: 29/03/2016

      Last modified: 29/03/2016