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Consultation UKLA Technical Note 701.2 - Sponsors: conflicts of interest [pdf]
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SMARTMARKETTRADE / SMART MARKET TRADE
SMARTMARKETTRADE / SMART MARKET TRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Primary Market/TN/638.1 - Guidance on application of complex financial history and significant financial commitment rules [pdf]
Primary Market/TN/638.1 - Guidance on application of complex financial history and significant financial commitment rules -
FCA Market
We have published this statement to warn consumers against dealing with unauthorised firms. -
Primary Market/TN/710.2 - Sponsor Services: Principles for Sponsors [pdf]
Primary Market/TN/710.2 - Sponsor Services: Principles for Sponsors -
Innovate Finance Global Summit
Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the Innovate Finance Global Summit on 11 April 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
UKLA Technical Note 310.1 - Share buybacks – novel/complex approaches and Premium Listing Principle 5 [pdf]
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UKLA Technical Note 704.2 - The sponsor’s role on working capital confirmations [pdf]
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Impact assessment: Embedding the Mortgage Market Review thematic review (TR16/4) [pdf]
This impact assessment relates to changes to Embedding the Mortgage Market Review thematic review (TR16/4). It has been verified by the Regulatory Policy Committee. -
PS18/17: The European Money Market Funds (MMF) Regulation [pdf]