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Primary Market Bulletin 62
Newsletter for primary market participants, on the FCA case against Carillion plc, manipulative investment, modified transfers and changes to the Prospectus Rules. -
CP17/28: Financial Advice Market Review (FAMR): implementation Part II and insistent clients [pdf]
Consultation on proposed changes to our rules and guidance on assessing creditworthiness in consumer credit. -
Internal investigations by firms
Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ -
MS18/1.2: Annex 3: International comparisons [pdf]
As part of the General Insurance Pricing Practices Market Study, the FCA looked at home and motor insurance markets in other countries. The aim of this work was to understand how general insurance pricing practices in other countries differ to the UK -
Primary Market Procedural Note 908.3: Primary Market Oversight and listings - decision making and individual guidance processes [pdf]
Primary Market Procedural Note 908.3: Primary Market Oversight and listings - decision making and individual guidance processes -
PS17/12: Implementing information prompts in the annuity market [pdf]
Feedback on CP16/37 and final rules -
PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]
Final policy statement setting out final rules for our implementation of MiFID II. -
CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]
We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
The Financial Resilience Survey data
The FCA presents the results of the final Financial Resilience Survey issued in October 2023. -
FSA - DP09/3 Mortgage Market Review [pdf]
Discussion FSA - DP09/3 Mortgage Market Review