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MS14/2.4 Cash savings market study update [pdf]
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GC17/4: Financial Advice Market Review (FAMR): implementation part I [pdf]
We are consulting on guidance intended to clarify the regulatory framework. -
GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers [pdf]
We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000. -
UKLA Technical Note 632.1 - Non-equity prospectuses aimed at retail investors [pdf]
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Pre-application support service (PASS)
Find out more about the support we can provide in advance if you are considering applying for registration or authorisation in the UK, applying for rule waivers, or making a change in control notification. -
Transcript: FCA Markets Conference 2013 [pdf]
Read the transcript of the interviews at the FCA's first Markets Conference in 2013 with Chief Executive Martin Wheatley and Director of Markets, David Lawton. -
Eligibility for listing – standard miscellaneous securities [docx]
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PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]
This is our first policy statement setting out our near final rules for our implementation of MiFID II. -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
DP17/3: Discussion Paper on distributed ledger technology [pdf]
We are launching a discussion to start a dialogue on the potential for future development of distributed ledger technology (DLT) in the markets we regulate.