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CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]
We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
Occasional Paper 18: Market-Based Finance: Its Contributions and Emerging Issues [pdf]
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Primary Market Technical Note 506.3: Periodic financial information and inside information [pdf]
Primary Market Technical Note: Periodic financial information and inside information. -
Primary Market Technical Note 520.3: Delaying disclosure/dealing with leaks and rumours [pdf]
Primary Market Technical Note: Delaying disclosure/dealing with leaks and rumours. -
Primary Market Technical Note 521.4: Assessing and handling inside information [pdf]
Primary Market Technical Note; Assessing and handling inside information. -
CP16/36: Regulatory reporting: retirement income data [pdf]
We are seeking views on our proposal to introduce two regulatory returns into Chapter 16 of the Supervision manual (SUP 16) to collect data about the retirement income market from providers of retirement income products. -
Primary Market Technical Note 542.3: Issuer's obligations [pdf]
Primary Market Technical Note: Issuer's obligations. -
Primary Market/TN/210.2 - Cancellation of listing or transfer between listing categories - requests to waive the 20 business day notice period [pdf]
Primary Market/TN/210.2- Cancellation of listing or transfer between listing categories - requests to waive the 20 business day notice period -
Primary Market Technical Note 705.3: Sponsors: uncertain market conditions [pdf]
Primary Market Technical Note 705.3: Sponsors: uncertain market conditions. -
MS23/1.5: Wholesale Data Market Study Responses to the Update Report [pdf]
MS23/1.5: Wholesale Data Market Study Responses to the Update Report.