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CP16/36: Regulatory reporting: retirement income data [pdf]
We are seeking views on our proposal to introduce two regulatory returns into Chapter 16 of the Supervision manual (SUP 16) to collect data about the retirement income market from providers of retirement income products. -
Countdown to consumer credit takeover
Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at Frontier Economics, London. -
Primary Market/TN/210.2 - Cancellation of listing or transfer between listing categories - requests to waive the 20 business day notice period [pdf]
Primary Market/TN/210.2- Cancellation of listing or transfer between listing categories - requests to waive the 20 business day notice period -
CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]
We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
How we are making form filling easier for applicants
The FCA is making improvements to the application process for authorisation and the first form we're looking at is Form A. -
FG13/6 - Market Operators’ oversight of member firm compliance with rules [pdf]
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GC14/3 Retail investment advice: Clarifying the boundaries and exploring the barriers to market development [pdf]
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FG15/1 - Retail investment advice: Clarifying the boundaries and exploring the barriers to market development [pdf]
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TR15/9: Embedding the Mortgage Market Review: Advice and Distribution [pdf]
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Women’s Economic Empowerment TechSprint 2021
In 2020, the FCA conducted research into how the coronavirus (Covid-19) pandemic was impacting women in the UK.