Search results
Showing 2151 to 2160 of 7864 search results for market watch.
-
Primary Market/TN/209.4 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner [pdf]
Primary Market/TN/209.4 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner -
Primary Market Technical Note 405.2: Investment management agreements and independence of the board [pdf]
Primary Market Technical Note 405.2: Investment management agreements and independence of the board -
Primary Market Technical Note 407.2: Closed-ended investment funds with multiple share classes [pdf]
Primary Market Technical Note 407.2: Closed-ended investment funds with multiple share classes -
Primary Market Technical Note 408.2: Eligibility of closed-ended investment funds [pdf]
Primary Market Technical Note 408.2: Eligibility of closed-ended investment funds -
Primary Market Procedural Note 911.2: Substitution of issuer of debt securities [pdf]
Primary Market Procedural Note 911.2: Substitution of issuer of debt securities -
Primary Market Technical Note 202.3: Share buy-backs with mix and match facilities [pdf]
Primary Market Technical Note 202.3: Share buy-backs with mix and match facilities -
How we are making form filling easier for applicants
The FCA is making improvements to the application process for authorisation and the first form we're looking at is Form A. -
FG13/6 - Market Operators’ oversight of member firm compliance with rules [pdf]
-
GC14/3 Retail investment advice: Clarifying the boundaries and exploring the barriers to market development [pdf]
-
TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation and simplified advice [pdf]
This review looks at the distribution models firms are using to sell investment products to consumers in the retail investment market.