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UKLA Technical Note 522.1 - Disclosure of ‘lock-up’ agreements [pdf]
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Occasional Paper 21: Asymmetries in dark pool reference prices [pdf]
This study looks at two important aspects of reference prices in dark pools - the prevalence of reference price latency and primary market choice as the reference price's source. -
FOREXIS FINANCIAL INNOVATION MARKETS
FOREXIS FINANCIAL INNOVATION MARKETS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Learning from the last 30 years to face the next
Speech by our Chief Executive, Nikhil Rathi on the need to maintain skills and professional standards in the future; delivered at the CISI 30th anniversary dinner. -
Efficiency and effectiveness: our approach to primary markets
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg. -
Carbon credit trading scams
Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed. -
Hostile takeovers - Primary Market/TN/305.4 [pdf]
Primary Market/TN/305.3 - Hostile takeovers -
Recognised industry codes
The FCA's process for recognising industry codes of conduct for unregulated financial markets and activities. -
Primary Market Technical Note 522.4: Disclosure of "lock-up" agreements [pdf]
Primary Market Technical Note 522.4: Disclosure of "lock-up" agreements -
Primary Market/TN/204.3 - Ratification circulars [pdf]
Primary Market/TN/204.3 - Ratification circulars