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Primary Market/TN/307.2 - Aggregating transactions [pdf]
Primary Market/TN/307.2 - Aggregating transactions -
Primary Market Procedural Note 902.3: Listing securities via final terms [pdf]
Primary Market Procedural Note 902.3: Listing securities via final terms -
Primary Market Procedural Note 903.5: Review and approval of documents [pdf]
Primary Market Procedural Note 903.5: Review and approval of documents -
Primary Market Procedural Note 911.2: Substitution of issuer of debt securities [pdf]
Primary Market Procedural Note 911.2: Substitution of issuer of debt securities -
Primary Market Procedural Note 913.2: Schemes of arrangement and reconstructions [pdf]
Primary Market Procedural Note 913.2: Schemes of arrangement and reconstructions -
Primary Market Technical Note 101.3: Restrictions on transfer [pdf]
Primary Market Technical Note 101.3: Restrictions on transfer -
Primary Market Technical Note 202.3: Share buy-backs with mix and match facilities [pdf]
Primary Market Technical Note 202.3: Share buy-backs with mix and match facilities -
FSA - FG12/18 [pdf]
In March 2011 we carried out a thematic review of the sale and rent back (SRB) market. This guidance sets out our findings. The review highlighted widespread poor practice among SRB firms. -
FSA - GC12/9 [pdf]
The purpose of this paper is to set out FSA’s further guidance on the scope of the inspection and report of the APM and seek feedback from market participants on them. -
TR13/6 - Mobile banking and payments - supporting an innovative and secure market [pdf]
This interim report outlines our reasons for carrying out thematic work on mobile