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FSA - CP12/36 [pdf]
Consultation FSA - CP12/36 - This Consultation Paper outlines our proposed approach to enacting recent government policy for the regulation of benchmark submission and administration in the future, with LIBOR as the first benchmark to be brought in -
FSA - PS12/14 [pdf]
Policy FSA - PS12/14 - Firms give a Key Features Illustration (KFI) to consumers buying packaged products that do not come within the scope of the Markets in Financial Instruments Directive at the point of sale. -
Market Study MS24/1.1: Market study into the Distribution of Pure Protection Products to Retail Customers - Proposed Terms of Reference [pdf]
We will launch a market study into the distribution of pure protection products to individuals. -
Learning from the last 30 years to face the next
Speech by our Chief Executive, Nikhil Rathi on the need to maintain skills and professional standards in the future; delivered at the CISI 30th anniversary dinner. -
5 questions to ask before you invest
To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering. -
Trade data findings
We asked for your input on the changing use and value of data in wholesale financial markets. Here, we set out our analysis, findings and next steps. -
FOREXIS FINANCIAL INNOVATION MARKETS
FOREXIS FINANCIAL INNOVATION MARKETS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Efficiency and effectiveness: our approach to primary markets
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg. -
Primary Market Technical Note 722.1: Responsibilities of a sponsor: Specialist due diligence [pdf]
Primary Market Technical Note 722.1: Responsibilities of a sponsor: Specialist due diligence -
Form 283A [doc]
Application for approval of certain changes for a UCITS scheme under section 283A of the Financial Services and Markets