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Form 283A [doc]
Application for approval of certain changes for a UCITS scheme under section 283A of the Financial Services and Markets -
Form MMF [docx]
Application for FCA authorisation of a Money Market Fund under Article 5 of the Money Market Funds Regulation and notification under Part 6 of the UK AIFM Regulations of a new fund under management (where applicable). -
5 questions to ask before you invest
To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering. -
Form 261Q: Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000 [doc]
Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000. -
Are small firms being locked out of the derivatives market?
Are small firms being locked out of the derivatives market? Insight First published:. ... In 2012 the EU responded by enacting the European Market Infrastructure Regulation (or EMIR). -
Multilateral trading facilities and organised trading facilities
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
FSA - CP11/31 [pdf]
Consultation FSA - CP11/31 - Mortgage Market Review: Proposed package of reforms -
Primary Market Bulletin 7 - Blackline key amendments [pdf]
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UKLA Procedural Note 909.2 - Sponsor firms – ongoing requirements during re-organisations [pdf]
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Information on MiFID II transaction reporting - March 2026
FCA provides information on MiFID II transaction reporting