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Primary Market Technical Note 709.5: Sponsor transactions – adequacy of resourcing [pdf]
Primary Market Technical Note 709.5: Sponsor transactions – adequacy of resourcing. -
Technical Supplement – working capital statements in equity prospectuses, prospectuses on certificates representing shares, and circulars during the Coronavirus epidemic [pdf]
The temporary revision of our approach set out in this Technical Supplement allows, in certain circumstances, issuers to disclose in an unqualified working capital statement their key assumptions in relation to business disruption during the -
Primary Market Technical Note 713.2: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]
TN 713.2: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner -
Primary Market Technical Note 401.2: Acquiring assets effected by way of a scheme of reconstruction [pdf]
TN 401.2: Acquiring assets effected by way of a scheme of reconstruction. -
Primary Market Technical Note 402.2: Co-investment between closed-ended funds and their investment managers' employees [pdf]
TN 402.2: Co-investment between closed-ended funds and their investment managers' employees. -
Primary Market Technical Note 404.2: Related party transactions by closed-ended investment funds – amendment to an existing investment management agreement to cover new money [pdf]
TN 404.2: Related party transactions by closed-ended investment funds – amendment to an existing investment management agreement to cover new money. -
Aggregate complaints data: 2025 H1
This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2025, between between 1 January to 30 June 2025. This includes the latest trends and analysis by product group. -
FCA response to key comments from the independent Markets Practitioner Panel annual report for 2019/20 [pdf]
Our response to key comments from the independent Markets Practitioner Panel annual report for 2019/20. -
Primary Market Procedural Note 909.3: Sponsor firms – Ongoing requirements during re-organisations [pdf]
PN 909.3: Sponsor firms – Ongoing requirements during re-organisations -
Primary Market Procedural Note 910.3: Additional powers to supervise sponsors [pdf]
PN 910.3: Additional powers to supervise sponsors