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Primary Market Technical Note 321.3: Working capital statements and risk factors [pdf]
TN 321.3: Working capital statements and risk factors. -
Primary Market Technical Note 401.2: Acquiring assets effected by way of a scheme of reconstruction [pdf]
TN 401.2: Acquiring assets effected by way of a scheme of reconstruction. -
Primary Market Technical Note 402.2: Co-investment between closed-ended funds and their investment managers' employees [pdf]
TN 402.2: Co-investment between closed-ended funds and their investment managers' employees. -
Primary Market Technical Note 403.3: Class testing changes to an investment management agreement [pdf]
TN 403.3: Class testing changes to an investment management agreement. -
Technical Supplement – working capital statements in equity prospectuses, prospectuses on certificates representing shares, and circulars during the Coronavirus epidemic [pdf]
The temporary revision of our approach set out in this Technical Supplement allows, in certain circumstances, issuers to disclose in an unqualified working capital statement their key assumptions in relation to business disruption during the -
Primary Market Procedural Note 901.5: Eligibility process [pdf]
PN 901.5: Eligibility process -
Information on MiFID II transaction reporting - March 2026
FCA provides information on MiFID II transaction reporting -
GFM Markets / Global Financial Markets
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Aggregate complaints data: 2025 H1
This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2025, between between 1 January to 30 June 2025. This includes the latest trends and analysis by product group. -
FCA appoints new members to the Secondary Markets Advisory Committee
The FCA has appointed members to its advisory committee on secondary markets for the period July 2026 to July 2028. The committee will increase from 25 to 27 members.