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FSA - PS10/9 [pdf]
Policy FSA - PS10/9 - Mortgage Market Review: Arrears and Approved Persons. Feedback to CP10/2 and final policy -
AIFMD data if v1.2 [xsd]
Alternative Investment Fund Managers Directive (AIFMD) XML schemas. -
MARKETS CENTRAL INVESTMENT (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
Regulating the UK as a global financial centre
Speech delivered by Nausicaa Delfas, Executive Director of International at City & Financial Global’s Virtual Summit. -
Final notice 2020: SCI Group UK Limited [pdf]
This final notice (SCI Group UK Limited) refers to an applicant applying under section 55A of the Financial Services and Markets Act 2000 for Part 4A permission to carry on a regulated activity. The applicant failed to satisfy the Threshold -
META FX/META FOREX MARKETS LTD
META FX/META FOREX MARKETS LTD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Final Notice 2017: Rio Tinto Plc [pdf]
This final notice refers to breaches of the DTRs for failing to comply with the International Accounting Standards and report an impairment to the Market. We imposed a penalty of £27,385,400. -
Access to Financial Services in the UK
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at Access to Financial Services: Launch of FCA Occasional Paper. -
AIFMD Datman v1.2 [xsd]
Alternative Investment Fund Managers Directive XML schemas. -
Eligibility for listing – Standard Listing (Shares) - February 2014 version [doc]