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Checklist - Cross-reference list Annex XX (XXX) [doc]
Checklist - Cross-reference list Annex XX (XXX) -
Portfolio letter: FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others [pdf]
FCA lettr setting out our view of the key potential risks of harm to your customers or the markets you operate in. -
Final Notice 2020: Corrado Abbattista [pdf]
This Final Notice refers to breaches of FIT and MAR related to market abuse in the trading firm sector. We imposed a prohibition and financial penalty. File updated to include autotag accessibility requirement. -
Product sales data (PSD) Pure protection contracts trends - volumes - Aggregated statistics: 2005 to 2013 - printable version [xls]
Transactional level data for pure protection contracts mortgages for 2005 to 2013 - printable version. -
Going green: the FCA’s developing approach
Speech by Christopher Woolard, Executive Director of Strategy and Competition, delivered at the FCA’s Innovating for a Greener Great Britain event, London. -
Meeting the pace of technological change
Speech by Nick Cook, Director of Innovation at the FCA, delivered at the Chief Data Officer Exchange Financial Services conference in London -
MS19/1.2 Credit Information Market Study Interim Report Annex 3: Credit information service competition [pdf]
MS19/1.2 Credit Information Market Study Interim Report Annex 3: Credit information service competition -
MS19/1.2 Credit Information Market Study Interim Report Annex 5: Consumer engagement technical annex [pdf]
MS19/1.2 Credit Information Market Study Interim Report Annex 5: Consumer engagement technical annex -
Primary Market Technical Note 638-1 (draft consultation): Guidance on application of complex financial history and significant financial [pdf]
Primary Market Technical (amendment): Guidance on application of complex financial history and significant financial. -
Final notice 2017: Paul Axel Walter [pdf]
This final notice refers to breaches of section 118 FSMA related to market abuse in the trading firm sector. We imposed a financial penalty.