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Primary Market Technical Note 633.1: Pro forma financial information (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most -
Primary Market Technical Note 604.1: Prospectus Regulation Advertisement regime (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most -
Final Notice 2025: Mako Financial Markets Partnership LLP [pdf]
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. The FCA imposed a financial penalty. -
FSA - Mortgages Product Sales Data: Trend Report 2010 [pdf]
Since 1 April 2005, product providers have been required to provide the FSA with transaction level data on all sales of regulated mortgage contracts, retail investment products and certain pure protection products to retail and private customers. -
Sustainability-linked loans market: 2 years on
Sustainability-linked loans (SLLs) remain a useful transition financing tool, and the FCA is encouraged by the progress it's seen in the market since 2023. -
Consumer warning on Next Coin Market
Consumer warning on Next Coin Market. News stories First published:. 06/03/2019. ... We believe Next Coin Market is an illegal organisation based in Bulgaria, claiming to be an FCA authorised firm offering cryptocurrencies to UK consumers. -
Call for Input: Review into change and innovation in the unsecured credit market (the Woolard Review) [pdf]
We ask for views on unsecured credit as part of the review into the future regulation of this market (the Woolard Review). -
What makes good conduct regulation?
Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School. -
Final Decision: Market Investigation Reference (MIR) on investment consultancy services and fiduciary management services [pdf]
This document sets out our final decision to make a Market Investigation Reference (MIR) in relation to investment consultancy services and fiduciary management services. -
Coronavirus: Information for small businesses that are customers of financial services firms
Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow.