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Closed complaints
This page provides a breakdown of complaints closed by product group and firm type. -
Wholesale financial markets: overview [pdf]
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Directors' and management disclosures in share prospectuses – Primary Market/TN/626.3 [pdf]
PMB 30 technical note: Directors’ and management disclosures in share prospectuses -
Current trading and trend information - Primary Market/TN/625.3 [pdf]
PMB 30 technical note: Current trading and trend information -
Significant change statements and material adverse change statements - Primary Market/TN/628.4 [pdf]
PMB 30 technical note: Significant change statements -
MLAR statistics September 2013: Commentary [pdf]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2013 Q2. -
FCA performance scorecard - comparison metrics for personal current accounts 2020
This performance scorecard for 2020 highlights some of the information available on personal current accounts, and can help customers choose their provider. -
Final Terms – Primary Market/TN/629.5 [pdf]
PMB 30 technical note: Final terms -
FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment) [pdf]
FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment) -
Investment and corporate banking market study: MS15/1
In 2015-2016, we carried out a market study on investment and corporate banking services, focusing on primary market and related activities provided in the UK. We considered issues around choice of banks and advisers for clients, transparency of the