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Competition and investment banking
Although wholesale market participants are typically more sophisticated than many retail consumers, wholesale markets are not immune from competition issues. ... Our review is wide ranging, covering activities relating to the markets and market -
Primary Market Technical Note 710-1 (draft consultation): Sponsor Services: Principles for sponsors [pdf]
Primary Market Technical Note (amendment): Sponsor Services: Principles for sponsors. -
UCITS Remuneration Code (SYSC 19E)
FCA provides information on the Code (SYSC 19E) that applies to management companies of undertakings for collective investment in transferable securities (UCITS). -
FCA sets clear plan for next 12 months
In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources. -
MS19/1.1: Credit Information Market Study: Terms of Reference [pdf]
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MS17/2.1: Wholesale Insurance Broker Market Study Terms of Reference [pdf]
The terms of reference for our Wholesale insurance broker market study, will consider how competition is working in the sector. The FCA wants to ensure that the sector is working well, and fosters innovation and competition in the interests of its -
Dealing with EEA firms and investment funds
What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR). -
Statement of Policy: Delaying annual company accounts during the coronavirus crisis
Companies and their auditors currently face unprecedented challenges in preparing audited financial information as a result of the coronavirus pandemic. In response to the current situation, the FCA, FRC and PRA are today announcing a series of -
Review into change and innovation in the unsecured credit market (the Woolard Review)
Information about our review of unsecured credit market regulation, chaired by Christopher Woolard CBE -
MS18/1.2: Annex 4: Consumer survey report [pdf]
The Financial Conduct Authority (FCA) commissioned London Economics (in association with YouGov and Kudos Research) to conduct a study of consumer behaviour, understanding and attitudes in the home and motor insurance markets. The study is part of