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Become an appointed representative
How to oversee your appointed representatives as an FCA principal firm, your responsibilities and requirements. -
Passporting template request letter [doc]
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FSA - Motor legal expenses insurance: Consumer market research [pdf]
This report primarily focuses on results from qualitative consumer research carried out between July and September 2012. -
MS17/1.3: Investment Platforms Market Study Final Report [pdf]
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Information on Proceeds of Crime Act - March 2023
FCA provides information on Proceeds of Crime Act - March 2023 -
Advice Gap Analysis: Report to FCA [pdf]
The purpose of this document is to set out the results of analysis carried out by Towers Watson into the possible existence and size of an advice gap in the UK retail investments market. -
MLAR statistics March 2014: Commentary [pdf]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2013 Q4. -
Certifications representing equity securities in public hands statement [doc]
Statement for certificates representing equity securities in public hands. -
Sponsor Firm Application Form [doc]
Apply for approval as a sponsor. -
Regulatory Decisions Committee (RDC)
The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.