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Checklist - Cross-reference list Annex XXII (Annex XVI) [doc]
Checklist - Cross-reference list Annex XXII (Annex XVI) -
APEX MARKET EXPERT / apexmarketexpert.com
APEX MARKET EXPERT / apexmarketexpert.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
FCA launches general insurance market study
The Financial Conduct Authority (FCA) has today set out the issues it will focus on as part of a market study into how general insurance (GI) firms charge their customers for home and motor insurance. -
FCA Data Bulletin: Issue 10 - September 2017 [pdf]
This Data Bulletin for September 2017 focuses on the latest retirement income market trends and includes a summary update of the FCA and FCA Practitioner Panel firm survey. -
MS15/2.3: Asset Management Market Study: Final Report [pdf]
We have published the final findings of our asset management market study. -
MS15/1.1 Investment and corporate banking market study: Terms of reference [pdf]
We launch the investment and corporate banking market study with the publication of this document, our terms of reference. We are examining issues around choice of banks and advisers for clients, transparency of the services provided by banks, and -
Portfolio Letter: Our Alternatives Supervision Strategy 2022 [pdf]
The FCA outlines its view of the main risks of harm that alternative investment firms, and the markets in which they operate, pose to their customers - which in turn shape the FCA’s supervisory priorities. -
How to complete checklists and cross-reference lists
Instructions to help issuers, sponsors and advisers fill out checklists or cross-reference lists. -
FCA Technical Note: Additional powers to supervise and discipline sponsors – FCA TN 712.2 (Amendment) [pdf]
Additional rules affecting sponsors under section 88 of the Financial Services and Markets Act. -
FCA Q4 15/16 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.