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MS17/1.2: Annex 1: Market Overview [pdf]
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Investment and corporate banking market study: Final report: MS15/1.3 [pdf]
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FSCS levies for specified deposit-taker defaults – July 2012 [pdf]
Financial Services Compensation Scheme levies for specified deposit-taker defaults for July 2012. -
UKLA Technical Note - Market makers [pdf]
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Sponsors - Practical implications of competence requirements for sponsors and applicants [pdf]
Primary Market/TN/715.4 – Sponsors: Practical implications of competence requirements for sponsors and applicants -
FCA Technical Note: Principles for sponsors – FCA TN 710.1 (Amendment) [pdf]
Check how to apply the definition of sponsor service for appointment notifications, document approval, submissions, aborted transactions and FCA communications. -
MS16/1.3: Retirement Outcomes Review - Final report [pdf]
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MS14/2 Cash savings market study: interim report [pdf]
This report sets out the interim findings of our cash savings market study. -
Journey towards a conduct regulator
Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London -
FCA Technical Note: Sponsors’ duty regarding directors of listed companies - FCA TN 718.1 (Amendment) [pdf]
FCA Technical Note: Sponsors’ duty regarding directors of listed companies - FCA TN 718.1 (Amendment).