Search results
Showing 2511 to 2520 of 7864 search results for market watch.
-
Information for newly authorised firms
As a newly authorised firm, learn about the systems you'll use and important things you need to know. -
UKLA Technical Note 548.2 - Market makers [pdf]
-
UKLA Technical Note 209.3 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner [pdf]
-
UKLA Technical Note Consultation 705.2 - Sponsors - uncertain market conditions [pdf]
-
UKLA Technical Note - Share buy-back programmes [pdf]
-
The independent business requirements for companies applying for premium listing – interpretation of LR 6.4, LR 6.5 and LR 6.6 [pdf]
UKLA/TN/103.1 -
STOCK CRYPTO MARKETS / STOCKCRYPTOMARKETS
STOCK CRYPTO MARKETS / STOCKCRYPTOMARKETS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
General Insurance Pricing Practices Market Study: Forum 2 - Product governance proposals [pdf]
Powerpoint for General Insurance Pricing Practices Market Study: Forum 2 - Product governance proposals. -
FCA Technical Note: Sponsor procedures in uncertain market conditions – FCA TN 705.2 (Amendment) [pdf]
Uncertain market conditions can heighten risks that sponsor firms face from failures in their systems and controls. -
SRO / TMPR fees and levies
We explain the fees that firms in the TPR and TMPR will need to pay.