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BFSA Insurer Notification Form [docx]
BFSA Insurer Notification Form -
MS15/1.2 Investment and corporate banking market study: Interim report [pdf]
In this interim report, we set out our views based on our work to date on how competition works and on outcomes for clients. -
UKLA Procedural Note 911.1 - Substitution of issuer of debt securities [pdf]
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UKLA Technical Note 543.3 - Shareholder obligations [pdf]
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UKLA Technical Note 701.3 - Identifying and managing conflicts [pdf]
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Mortgage reform: supporting home ownership in the UK
Speech by Emad Aladhal, director of retail banking at the Building Societies Association Annual Conference. -
Occasional Paper No. 27: Benchmark regulation and market quality
In this paper, we examine the implications of the benchmark regime change in the interest rate swap market on underlying market conditions. -
FCA Technical Note: Sponsors’ obligations on no adverse impact - FCA TN 720.1 (Amendment) [pdf]
FCA Technical Note: Sponsors’ obligations on no adverse impact - FCA TN 720.1 (Amendment). -
Asset management market study: MIR: MS15/2.2a [pdf]
This consultation document sets out the considerations behind the FCA’s proposal to make a market investigation reference (MIR) in relation to the provision of investment advisory services. -
MS14/6.2: Credit Card Market Study: A review of credit card literature: perspectives from consumers [pdf]