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Primary Market Technical Note 602.3: Exemptions from the requirement to produce a prospectus (Amendment) [pdf]
Primary Market Technical Note 602.3: Exemptions from the requirement to produce a prospectus (Amendment) -
Retail Investments Product Sales Data (PSD) Tables 2014 - printable version [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2014. -
Societies cancelled under the Industrial and Provident Act 1965 - March 2011 [pdf]
Societies that have been cancelled for not submitting their annual returns and account for March 2011. -
Do the right thing: Part II
Speech by Therese Chambers, joint executive director of enforcement and market oversight, delivered at the City & Financial Global FCA Investigations and Enforcement Summit. -
CP25/27: Technical Annex 3: Market Impacts [pdf]
CP25/27: Technical Annex 3: Market Impacts. -
UKLA Technical Note 713.1 - Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]
This Technical Note sets out guidance for sponsors on applying Listing Rule 8.3.5R (1) to their obligations under LR8. -
Set Market Trade / www.setmarkettrade.com
Set Market Trade / www.setmarkettrade.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
MS23/1.5: Wholesale Data Market Study Annex 3: Credit Ratings Data [pdf]
MS23/1.5: Wholesale Data Market Study Annex 3: Credit Ratings Data. -
FCA Data Bulletin: Issue 11 - December 2017 [pdf]
This Data Bulletin for December 2017 focuses on the latest trends in regulated mortgage lending over the last ten years. -
Service standards 2018/19
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19.