Showing 2551 to 2560 of 7864 search results for market watch.

2551. UKLA Technical Note 521.3 - Assessing and handling inside information [PDF] [pdf]

      Primary market

      Published: 30/03/2017

2552. UKLA Technical Note 522.2 - Disclosure of 'lock-up' agreements [PDF] [pdf]

      Primary market

      Published: 29/03/2017

2553. UKLA Technical Note 628.2 - Significant change statements [PDF] [pdf]

      Primary market

      Published: 29/03/2017

2554. UKLA Technical Note 629.3 - Final Terms [PDF] [pdf]

      Primary market

      Published: 29/03/2017

2555. UKLA Technical Note 634.1 - Financial information on guarantors in debt prospectuses and requests for omission [PDF] [pdf]

      Primary market

      Published: 30/03/2017

2556. UKLA Technical Note 714.2 - Sponsors: Guidance on the competence requirements set out under LR 8.6.7R(2)(b) [PDF] [pdf]

      Primary market

      Published: 29/03/2017

2557. UKLA Technical Note 717.1 - Sponsors: Record Keeping Requirements [PDF] [pdf]

      Primary market

      Published: 29/03/2017

2558. The impact and effectiveness of Innovate

      Research insights FCA research

      Published: 29/04/2019

      Last modified: 03/06/2026

      Since launching Innovate we have received nearly 1,600 applications for support and have provided support to nearly 700 firms of varying shapes and sizes. We have played an active role in the fintech industry, and have produced policy on innovation

2559. Final Notice 2023: ED&F Man Capital Markets Limited [pdf]

      Final notices

      Published: 05/06/2023

      This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the trading firm sector. Our view is that a financial penalty should be imposed.

2560. FCA Technical Note: Sponsors’ obligations on established procedures - FCA TN 719.1 (Amendment) [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsors’ obligations on established procedures - FCA TN 719.1 (Amendment).