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FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (amendment) [pdf]
FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (amendment) -
MS15/1.2 Investment and corporate banking market study: Interim report: Annex 6 [pdf]
Cross-selling, bundling and cross-subsidisation supporting analysis -
Assessing Suitability Review
This report sets out the findings from our review into the market for pensions and investment advice. -
Credit Card Market Study Infographic [pdf]
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Retirement Outcomes Review
We have published the final findings of our Retirement Outcomes Review, which looks at how the retirement income market is evolving since the pension freedoms were introduced in April 2015. -
Assessing the value of financial advice
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London. -
Overview of our cryptoassets regime policy statements
The UK is taking a major step forward. With these policy statements, we deliver a significant package as part of the Cryptoasset Roadmap and deliver a comprehensive regime that puts the UK at the forefront of responsible cryptoasset regulation -
Principal trading firms
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
UKLA Technical Note: Restriction on transferability [pdf]
If an issuer seeks to list securities they must be free from ‘any restriction on the right of transfer’. -
tn-207-1.pdf [pdf]