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Assessing Suitability Review
This report sets out the findings from our review into the market for pensions and investment advice. -
Switching in the mortgage market update - August 2022 [pdf]
Switching in the mortgage market update - August 2022. -
Service standards 2018/19
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19. -
FWD Research: Client research into the Wholesale Insurance market [pdf]
In November 2017, the FCA launched a market study into the London Insurance Market (LIM) wholesale insurance broking market to consider how competition is working in the sector. FWD Research was commissioned by the FCA to conduct qualitative -
UKLA Technical Note: Restriction on transferability [pdf]
If an issuer seeks to list securities they must be free from ‘any restriction on the right of transfer’. -
tn-207-1.pdf [pdf]
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tn-204-1.pdf [pdf]
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tn-305-1.pdf [pdf]
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tn-704-1.pdf [pdf]
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tn-708-1.pdf [pdf]