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UKLA Technical Note - Equivalence arrangements for third country issuers [pdf]
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UKLA Technical Note - Indirect holdings [pdf]
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UKLA Technical Note - Listing Principle 6 [pdf]
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UKLA Technical Note - Sponsors: innovative structures and schemes [pdf]
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UKLA Technical Note - Documents on display [pdf]
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tn-422-1.pdf [pdf]
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Charles Randell appointed new Chair of the FCA
HM Treasury has today announced the appointment of Charles Randell CBE as the new Chair of the Financial Conduct Authority (FCA). -
Innovation Pathways eligibility criteria
Check whether your firm meets Innovation Pathways eligibility criteria before applying, and find out what the FCA looks for when assessing your proposal. -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress
In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability. -
Checklist - Cross-reference list Annex XXII (Annex XIII) [doc]