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MS15/2.3: Asset Management Market Study: Final Report: Annex 4: Assessing the relationship between the price and performance of retail equity funds in the UK [pdf]
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The basic advice regime under MiFID II & IDD
The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD. -
FCA expectations regarding funds in light of coronavirus (Covid-19)
We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19). -
Primary Market Technical Note 321.1: Working capital statements and risk factors (Amendment) [pdf]
Primary Market Technical Note 3211: Working capital statements and risk factors (Amendment) -
Switching in the mortgage market update - August 2022 [pdf]
Switching in the mortgage market update - August 2022. -
MS23/1.5: Wholesale Data Market Study Annex 2: Benchmarks [pdf]
MS23/1.5: Wholesale Data Market Study Annex 2: Benchmarks. -
AIFMD domestic marketing form [doc]
Notification of intention to market an AIF in the United Kingdom. -
MS15/2.1 Asset management market study: Terms of reference [pdf]
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Mortgage Lending in the post MMR world
Speech by Linda Woodall, Director of Mortgage and Consumer Lending, Council of Mortgage Lenders Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FWD Research: Client research into the Wholesale Insurance market [pdf]
In November 2017, the FCA launched a market study into the London Insurance Market (LIM) wholesale insurance broking market to consider how competition is working in the sector. FWD Research was commissioned by the FCA to conduct qualitative