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Listing Rules – up to June 2005 [pdf]
Listing Rules – up to June 2005 -
FCA Data Bulletin issue 5 - underlying data [xlsx]
Underlying data for retirement income market data, consumer credit authorisation data, complaints against the FCA, financial promotions, how we use attestations, and skilled person reports. -
Employees' share scheme etc – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Change in control: cryptoasset firms
Find out what to do if you are seeking to acquire an FCA-registered cryptoasset firm. -
FS22/4: ESG integration in UK capital markets
We summarise feedback to our discussion chapter (in CP21/18) on environmental, social and governance (ESG) integration in UK capital markets and set out our potential next steps. -
Report Four – When the CRGB should be set up’ [pdf]
Response to the FCA Credit Information Market Study (MS19/1.3) -
Ava Capital Markets (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
Checklist - Cross-reference list - Annex XXII (Annex III) [doc]
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Checklist - Cross-reference list Annex XXII (Annex VII) [doc]
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MS19/1.2 Credit Information Market Study Interim Report Annex 4: Consumer engagement [pdf]
MS19/1.2 Credit Information Market Study Interim Report Annex 4: Consumer engagement.