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The defining challenge of our time
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the NAPF Investment Conference, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version. -
Primary Market Technical Note 312.1 amendment [pdf]
Shareholder votes in relation to hypothetical transactions. -
Onshoring updates to our Handbook and Technical Standards
We explain how we’ve prepared our Handbook and Technical Standards for the end of the transition period. -
National Storage Mechanism - Template for authorisation letter [docx]
Template for authorisation letter to be used for individuals seeking approval from the FCA to upload/file information. -
Retail Investments - Product Sales Data (PSD) Glossary [pdf]
Find out what the FCA means by the terms it uses in Product Sales Data for retail investments. -
Annual Report 2014/15
our launch of Project Innovate to help bring new and innovative financial products and services to the market. ... the publication of our cash savings market study. the publication of our retirement income market study and implementation of new pension -
The FCA and the Future of Retail Banking
Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Stratton FX (Clone firm) (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
Primary Market Technical Note 320.2 amendment [pdf]
Working capital statement - basis of preparation. -
FCA Data Bulletin - January 2015 - underlying data [xlsx]
Underlying data for number of controlled functions by type of firm, approved persons trends, complaints about financial promotions, policy initiatives and FCA events.