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Algorithmic Trading Compliance in Wholesale Markets [pdf]
We have conducted a number of cross-firm reviews on themes relating to algorithmic trading. -
MS15/1.2 Investment and corporate banking market study: Interim report: Annex 4 [pdf]
Selection criteria -
MS17/2.2: Annex 5 [pdf]
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COZ FX / COZFX LIMITED
COZ FX / COZFX LIMITED is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
National Storage Mechanism (including structured annual financial reports): help and frequently asked questions [pdf]
Help and frequently asked questions for the National Storage Mechanism (NSM). -
FCA Data Bulletin issue 4 - underlying data [xlsx]
Underlying data - talking to the FCA, financial promotions, how we use attestations, skilled persons reports, and consumer credit authorisations. -
Aggregate complaints data to 2022 H1 [xlsx]
Aggregate sector wide firm complaints data for 2022 H1. Including opened, closed, upheld, speed of closure and redress. -
Primary Market Technical Note 633.2 amendment [pdf]
Pro forma financial information. -
Primary Market Technical Note 340.3 amendment [pdf]
Profit forecasts and estimates. -
Announcement of preliminary accounts: technical Q&A for firms
Questions and answers relating to the moratorium on the publication of preliminary financial statements.