Showing 2871 to 2880 of 7864 search results for market watch.

2871. MiFID II: retail investment advice firms

      Firms

      Published: 09/01/2018

      Last modified: 22/10/2024

      A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.

2872. Election of independent directors – UKLR 10 [docx]

      Primary market

      Published: 29/07/2024

      Circulars (premium listed issuers) forms.

2873. Apply for a senior management function

      Firms

      Published: 12/03/2025

      Last modified: 14/07/2026

      Find out how to apply for approval to perform a senior management function (SMF).

2874. AW MARKETS UK Limited/AW Markets

      Warnings

      Published: 06/11/2023

      Last modified: 08/11/2023

      AW MARKETS UK Limited/AW Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

2875. Our approach to competition

      Corporate documents

      Published: 19/03/2024

      Last modified: 20/12/2024

      The FCA promotes effective competition in the interests of consumers.

2876. Speech: Shadow banking - the potential risks and rewards

      Insight

      Published: 21/02/2017

      Last modified: 02/03/2017

      On the first point, we describe in OP18, following Mehrling et al, how one can utilise existing markets (global money markets, asset management, derivatives and capital funding) to produce new, ... Stability and other benefits will depend upon correcting

2877. Sign up for Primary Market Bulletin

      Last modified: 10/02/2020

      Sign up for Primary Market Bulletin. An occasional newsletter for primary market participants. ... Your email address. Subscribe. Text. By submitting this form you consent to us sending emails to you regarding Primary Market Bulletins.

2878. FCA wins case against Capital Alternatives

      Press Releases

      Published: 17/02/2014

      Last modified: 28/01/2015

      The FCA has an overarching strategic objective of ensuring the relevant markets function well.

2879. AI: Flipping the coin in financial services

      Speeches

      Published: 05/10/2023

      Last modified: 05/12/2025

      Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.

2880. Competition and savings: the regulator’s perspective

      Speeches

      Published: 25/11/2016

      Last modified: 25/11/2016

      Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference.