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FCA publishes Annual Report for 2014/15
launching Project Innovate to help bring new and innovative financial products and services to the market. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Apply to become a general insurance intermediary
Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website. -
How we monitor the market and contact issuers
We explain how we monitor the market, and when and how we might contact an issuer. -
Electronic Submission System (ESS) user guide [pdf]
FCA's ESS guide on submitting documents electronically. -
MS16/2.2: Mortgages Market Study: Interim Report: Annex 7 – Additional findings on commercial relationships [pdf]
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FCA Enforcement data 2023/24
This FCA enforcement data for the year 2023/24 forms part of the FCA's annual report 2023/24. -
Sponsor's declaration for the production of a circular [docx]
Sponsor form for prospectuses only. -
Information for customers of AFX Markets Limited
On 27 August 2019, the High Court of Justice of England and Wales appointed special administrators to AFX Markets Limited following an application for a special administration order made by the FCA. -
Update on our public statement on the London Metal Exchange
The Financial Conduct Authority's update to its April 2022 statement on the London Metal Exchange -
Re-Consultation UKLA Technical Note 406.1 - Application of related party rules to funds investing in highly illiquid asset classes [pdf]