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EEA regulation 57 notification to market form [docx]
National Private Placement Regime – Marketing Notification Form: EEA Alternative Investment Fund Managers (AIFM’s) Marketing Funds under Regulation 57. -
Catching a falling knife: an analysis of circuit breakers in UK equity markets
Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction. -
MS16/2.2: Mortgages Market Study: Interim Report: Annex 1 – Views from stakeholders on the Terms of Reference [pdf]
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MS16/2.2: Mortgages Market Study: Interim Report: Annex 6 – Our approach and methodology for the switching analysis [pdf]
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FCA Data Bulletin issue 9 - underlying data [xlsx]
Underlying data for Retail Mediation Activities Return (RMAR) 2013-2016. -
AIFMD reporting datatypes 1.2 [xsd]
Alternative Investment Fund Managers Directive XML schemas. -
Whistleblowing quarterly data 2024 Q2
The data shows the number of new whistleblowing reports the FCA received between April and June 2024 and the allegations they featured. -
Consumer Duty: the art of the possible in a year
Speech by Sheldon Mills, FCA Executive Director of Consumers & Competition on the Consumer Duty at KPMG. -
Promoting competitiveness is a juggling act
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024. -
FCA Q4 16/17 Number of skilled persons report commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.