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The future of regulation: AI for consumer good
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Alan Turing Institute. -
Effective global regulation in capital markets
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London -
FCA Q3 17/18 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
Financial Conduct Authority Board members confirmed
HM Treasury today named the members of the Financial Conduct Authority (FCA) Board. The Board will be effective from 1 April 2013 when the FCA begins operating. -
Calibrating controls to build confident markets
Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD. -
Reports on payments to governments (DTR 4.3A)
Some issuers need to prepare a DTR 4.3A report on payments to governments. Learn more about filing these reports and schema requirements. -
Personal data and the Financial Services Register services
How and why the FCA publishes information (including personal data) through our Register Services, and how it collects and uses personal data. -
Primary Market Bulletin No. 15
This is a short special edition focusing mainly on how issuers are expected to file PDMR (persons discharging managerial responsibilities) notifications, and notifications for delayed disclosure of inside information with us under MAR. -
MS15/2.3: Asset Management Market Study: Final Report: Annex 3: Segregated mandate pricing analysis [pdf]
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Martyn Beauchamp appointed as CEO of FSCS
The FCA and PRA have appointed Martyn Beauchamp as CEO of the Financial Services Compensation Scheme.