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FCA Q2 15/16 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FCA Q3 15/16 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FCA publishes latest Retirement Income Market Data
The information is helping to inform the FCA’s approach to regulation of the market. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Joint Listing Authority Advisory Panel (LAAP) and Markets Practitioner Panel (MPP) Response to DP22/2: Primary Markets Effectiveness Review [pdf]
Joint LAAP and MPP response to DP22/2: Primary Markets Effectiveness Review -
Information on mortgage prisoners May 2023
FCA provides information on mortgage prisoners. -
MS14/6.2: Credit Card Market Study: Interim Report [pdf]
We are carrying out a market study on the credit card sector, one of the largest consumer credit markets we regulate. We have published our interim findings which found that in most of the market, competition is working fairly well for consumers. -
Showing financial crime the red card
Speech by Steve Smart, joint executive director of enforcement and market oversight, at the 1LoD Financial Crime Summit. -
FCA makes three senior hires
The FCA has appointed two new Directors of Authorisations as it successfully fills 95 new authorisation roles. A new Finance Director will also join the regulator this spring. -
Towards more effective stewardship
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London. -
Regulating innovation: a global enterprise
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Innovate Finance 2018.