Showing 31 to 40 of 7860 search results for market watch.

31. Data reporting services providers

    Markets

    Published: 13/01/2017

    Last modified: 03/06/2026

    Data Reporting Service Providers (DRSPs) play a key role in market transparency and integrity. Read more about the types of DRSPs and the authorisation process.

32. Market Watch 65: Newsletter on market conduct and transaction reporting issues [pdf]

    Newsletters

    Published: 07/09/2020

    Last modified: 07/09/2020

    This Market Watch we discuss how inappropriate handling of information requirements issued by FCA.

33. Market Watch 60 [pdf]

    Newsletters

    Published: 01/08/2019

    In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also

34. Market Watch 47 [pdf]

    Newsletters

    Published: 30/03/2015

    Last modified: 30/03/2015

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

35. Market Watch 49 [pdf]

    Newsletters

    Published: 03/09/2015

    Last modified: 03/09/2015

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

36. Market Watch 48 [pdf]

    Newsletters

    Published: 22/06/2015

    Last modified: 22/06/2015

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

37. Market Watch 50 [pdf]

    Newsletters

    Published: 27/04/2016

    Last modified: 27/04/2016

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

38. Market Watch 62 [pdf]

    Newsletters

    Published: 30/10/2019

    In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients.

39. Market Watch 59 [pdf]

    Newsletters

    Published: 17/04/2019

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

40. Market Watch 58 [pdf]

    Newsletters

    Published: 17/12/2018

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.