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Electronic Commerce Directive: operation after the transition period
The ability for UK firms to continue to service EEA customers using the ECD exclusion has ended. Find out more about how this may affect you. -
Working capital statements and risk factors – Primary Market/TN/321.3 (Amendment) version 2 [pdf]
Working capital statements and risk factors – Primary Market/TN/321.3 - amendment version 2 -
Exemptions from the requirement to prepare a prospectus - Primary Market/TN/602.4 (Amendment) [pdf]
Exemptions from the requirement to prepare a prospectus - Primary Market/TN/602.4 Amendment) -
Personal data and recruitment
How and why the FCA uses applicants' personal data collected during the recruitment process. -
Information on Blackmore - March 2024
FCA provides information on Blackmore. -
Aggregate Complaints Data 2012 H2 [xls]
Aggregate sector wide firm complaints data for 2012 H2. Including opened, closed, upheld, speed of closure and redress. -
Aggregate Complaints Data 2013 H1 [xls]
Aggregate sector wide firm complaints data for 2013 H1. Including opened, closed, upheld, speed of closure and redress. -
FCA acts to improve competition in the current account market
The Financial Conduct Authority (FCA) has today announced that it will take action to improve competition in the current account market. This follows a series of recommendations which were proposed by the Competition and Markets Authority (CMA) as -
Commodity derivatives regulatory framework
Find out about position limits, reporting regime and commitment of trader reports and the ancillary activities test. -
Complaints Data Analysis: 2018 H1 [pdf]
This analysis looks at the aggregate complaints data for 2018 H1 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers.