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Sponsors’ duty regarding directors of listed companies – Primary Market/TN/718.2 [pdf]
Sponsors’ duty regarding directors of listed companies – Primary Market/TN/718.2 -
Primary Market/PN/911.2- Substitution of issuer of debt securities - (Amendment) [pdf]
Primary Market/PN/911.2- Substitution of issuer of debt securities - (Amendment) -
I need help applying for an FCA license or setting up a UK fund: FCA support services
FCA services help new, established and FCA-authorised firms understand FCA regulation and prepare for an FCA license or other regulatory approval. -
Alternatives to High‑cost Credit Report [pdf]
In this paper, the FCA examines the market for alternatives to high‑cost credit by looking at consumer demand and the availability of credit and non‑credit alternatives. -
Complaints Data Analysis: 2017 H1 [pdf]
This analysis looks at the aggregate complaints data for 2017 H1 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers. -
The retail intermediary market 2023 underlying data [xlsx]
Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2023. -
Aggregate complaints data to 2023 H2 [xlsx]
Aggregate sector wide firm complaints data for 2023 H2. Including opened, closed, upheld, speed of closure and redress. -
MS16/2.2: Mortgages Market Study - Interim Report [pdf]
In this report the FCA explains its findings and the way it would like to see the mortgage market develop. -
The post-Brexit Handbook: a collective opportunity
The FCA is working on what a UK financial services rulebook outside of the EU will look like – and we want you to get involved. -
FCA launches call for input on crowdfunding rules
considering whether financial promotions, due diligence and prudential standards are still appropriate for the way the market has developed. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.