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FCA welcomes Financial Services Bill
The FCA welcomes the Financial Services Bill introduced in Parliament, which will help to maintain high standards and provide greater clarity to firms. -
Using payment service providers
Find out more about non-bank payment providers, what protections you have if you use their services, and what happens if a provider fails. -
Aggregate complaints data to 2023 H1 [xlsx]
Aggregate sector wide firm complaints data for 2023 H1. Including opened, closed, upheld, speed of closure and redress. -
Regulatory Initiatives Grid - 10th Edition (May 2026)
The Financial Services Regulatory Initiatives Forum was launched to strengthen coordination between members. This is the latest planned regulatory initiatives for the next 24 months. -
High-cost credit: what next?
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at a New City Agenda event, Portcullis House, Westminster, London. -
Regulatory Initiatives Grid - November 2023 [pdf]
This grid is produced by the Financial Services Regulatory Initiatives Forum. This seventh edition of the Regulatory Initiatives Grid (the Grid) follows the summer update marking the passing of the Financial Services and Markets Act (FSMA) 2023. -
Independent investigation into London Capital & Finance
Read the report of the independent investigation into the events relating to the FCA’s regulation of London Capital & Finance (LCF) following the firm’s failure. -
Sponsor transactions – adequacy of resourcing – Primary Market/TN/709.5 [pdf]
Sponsor transactions – adequacy of resourcing – Primary Market/TN/709.5 -
Sponsor Services: Principles for Sponsors - Primary Market/TN/710.2 [pdf]
Sponsor Services: Principles for Sponsors - Primary Market/TN/710.2 -
Profit forecasts and estimates - Primary Market/TN/340.4 (Amendment) [pdf]
Profit forecasts and estimates - Primary Market/TN/340.4 (Amendment)