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MS14/6.2: Credit Card Market Study: Interim Report: Annex 7 [pdf]
Annex 7: A Review of Price Comparison Websites (PCWs) -
Financial promotions quarterly data 2021 Q4
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 2021 Q4. -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
Prospectus regulation advertisement regime - Primary Market/TN/604.2 (Amendment) [pdf]
Prospectus regulation advertisement regime - Primary Market/TN/604.2 -
Aggregate complaints data to 2020 H2 [xlsx]
Aggregate sector wide firm complaints data for 2020 H2. Including opened, closed, upheld, speed of closure and redress. -
Eating your regulatory greens: a balanced strategy to support financial services
Speech by Emily Shepperd, chief operating officer, at the Association of British Insurers event. -
First Supervisory Notice 2021: Binance Markets Limited [pdf]
On 25 June 2021, the FCA imposed requirements on Binance Markets Limited. The firm complied with all aspects of the requirements. -
Retirement income market interactive analysis 2021/22
View interactive dashboards of the retirement income market, based on the 2021/22 data. -
MS15/2.2: Asset management market study interim report annex 3 [pdf]
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Two sentenced in insider dealing case
In a prosecution brought by the Financial Conduct Authority (FCA) Manjeet Mohal, a former employee of Logica Plc, has today been sentenced to 10 months imprisonment suspended for two years in respect of two counts of insider dealing. He was also