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The view from the regulator on Operational Resilience
Speech by Megan Butler, FCA Executive Director of Supervision: Investment, Wholesale and Specialist, delivered on 5 December 2019 at 13.30 -
Secondary Markets Advisory Committee: terms of reference [pdf]
Secondary Markets Advisory Committee: Terms of Reference -
Global Depository Receipts - Primary Market/TN/607.1 (Amendment) [pdf]
Answers to common questions on Global Depositary Receipts (GDRs), to help issuers and practitioners interpret FCA rules. -
Circulation and publication of unapproved documents - Primary Market/TN/205.3 - (Amendment) [pdf]
Circulation and publication of unapproved documents - Primary Market/TN/205.3 - (Amendment) -
Aggregate complaints data charts 2014 H2 [pdf]
Aggregate complaints charts: 2014 (H2). Including opened, closed, upheld, speed of closure and redress. -
MLAR statistics September 2015: Summary tables [pdf]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These summary tables show Residential loans to -
Agile regulation and planning for success
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022 -
FCA statement on market reforms and what's to come
The FCA is making significant reforms to our capital markets, to maintain the UK's position as one of the most competitive and compelling places to raise capital and invest. -
Number of STORs received: 2023
Find out how many suspicious transaction and order reports the FCA received in 2023. -
MLAR statistics September 2014: Summary tables [pdf]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These summary tables show Residential loans to