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Statement on MiFID II inducements and research
FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions -
FCA to lead GFIN Greenwashing TechSprint
The FCA will be among 13 international regulators taking part in the Global Financial Innovation Network's first ever Greenwashing TechSprint. -
Quantified Financial Benefits Statements - Primary Market/TN/315.2 (Amendment) [pdf]
Quantified Financial Benefits Statements - Primary Market/TN/315.2 (Amendment) -
Sponsor Service Enquiry Line - Primary Market/PN/912.2 (Amendment) [pdf]
Sponsor Service Enquiry Line - Primary Market/PN/912.2 (Amendment) -
Portfolio letter: Credit Rating Agencies [pdf]
This is the first FCA portfolio letter for credit rating agencies (CRAs). We are sending it to all firms in the portfolio to communicate what we expect CRAs to do to minimise risks to consumers, market integrity or competition from failures to meet -
General Insurance Pricing Practices Market Study: Forum 3 - Auto-renewal and reporting proposals [pdf]
Powerpoint for General Insurance Pricing Practices Market Study: Forum 3 - Auto-renewal and reporting proposals. -
Transcript: Market Abuse Surveillance TechSprint - DHI [pdf]
Video transcript of a showcase demo day presentation from our Market Abuse Surveillance TechSprint held in 2024. -
Public offers and prospectus publication - Primary Market/TN/610.1 [pdf]
Public offers and prospectus publication - Primary Market/TN/610.1. -
Debt advice firms portfolio letter [pdf]
Our view of key risks debt advice firms pose to their consumers or the markets in which they operate, our expectations, and our supervisory strategy and programme of work -
Aggregate complaints data charts 2015 H2 [pdf]
Aggregate complaints charts: 2015 (H2). Including opened, closed, upheld, speed of closure and redress.