Showing 3431 to 3440 of 7865 search results for market watch.

3431. Transcript: Market Abuse Surveillance TechSprint - Conatix [pdf]

      Transcripts

      Published: 09/10/2024

      Video transcript of a showcase demo day presentation from our Market Abuse Surveillance TechSprint held in 2024.

3432. FCA Q2 17/18 Number of skilled person reports commissioned [pdf]

      Data

      Published: 02/11/2017

      Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

3433. Transcript: Market Abuse Surveillance TechSprint - Pytilia [pdf]

      Transcripts

      Published: 09/10/2024

      Video transcript of a showcase demo day presentation from our Market Abuse Surveillance TechSprint held in 2024.

3434. Technical Supplement – Modification of general meeting requirements under the Listing Rules [pdf]

      Primary market

      Published: 08/04/2020

      During the coronavirus crisis, issuers may be facing challenges in holding the general meetings which are required in a number of instances under the Listing Rules. To address the challenges faced by issuers and to alleviate the time constraints

3435. Notice of intention to cancel arrangements to facilitate the access to an MTF or an OTF from another EEA State in accordance with the Markets in Financial Instruments Directive (MiFID) [pdf]

      Forms

      Published: 01/09/2017

3436. Supporting consumers in challenging times

      Speeches

      Published: 05/05/2022

      Last modified: 16/05/2022

      Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the Building Societies Annual Conference 

3437. PS19/7: Finalising the Directory

      Policy statements

      Published: 08/03/2019

      Last modified: 08/03/2019

      This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our

3438. Statement on Liability Driven Investment (LDI)

      Statements

      Published: 30/11/2022

      Last modified: 30/11/2022

      The FCA welcomes the statements made today by The Pensions Regulator, the Central Bank of Ireland and the Commission de Surveillance du Secteur Financier (CSSF- Luxembourg) on the resilience of Liability Driven Investment (LDI) portfolios and the

3439. The FCA fines Tullett Prebon £15.4 million

      Press Releases

      Published: 11/10/2019

      Last modified: 13/04/2026

      The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing

3440. Ignition House: Consumer research report - Retail Distribution Review and the Financial Advice Market Review [pdf]

      External research

      Published: 03/12/2020

      Last modified: 03/12/2020

      Consumer research to inform the FCA’s Review on the Evaluation of the Retail Distribution Review and the Financial Advice Market Review.