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Purchase of Own Equity Securities [doc]
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Tribunal bans former trader for lying to the FCA and the Tribunal
Kerr came to a settlement with the FSA on the basis that his role in the relevant trading amounted to market abuse. ... PRA). The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Richard Lloyd – APM opening remarks 2022
Opening remarks by Richard Lloyd, interim Chair of the FCA, delivered at the FCA's 2022 Annual Public Meeting. -
Admission to trading on a regulated market - Engagement Paper 1 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime. -
Highlights of the FCA’s new approach in 2021
Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator -
The fight against skimmers and scammers
Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium. -
Market Abuse [pdf]
Paper from the Future Horizons Conference. -
FCA announces work into pure protection market
The FCA will launch a market study into how pure protection insurance products are sold following concerns that competition is not working well in the market. -
List of unauthorised binary options firms [csv]
A list of firms without authorisation that the FCA understands are offering binary options trading to UK consumers. -
UKLA Publications Listing Regime FAQs [pdf]