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FCA Research Agenda
The FCA's research agenda sets out the broad areas of research most relevant to its Mission. It combines economics, statistics, behavioural science, and market data and intelligence together with newer techniques in machine learning and artificial -
PS19/22: Guidance on Cryptoassets
The FCA has carried out work on cryptoassets, both as part of a broader UK Cryptoasset Taskforce and independently to achieve our objectives. This policy statement is the next step in the FCA’s work on cryptoassets and sets out details on where -
Catherine Bradley appointed as non-executive director
This appointment has been made under the Financial Services and Markets Act 2000, as amended by the Financial Services Act 2012 ("the Act"), and in accordance with the Commissioner for Public ... The FCA has an overarching strategic objective of ensuring -
FSA - System to System Interface Guide [pdf]
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Statement on supervision of commodity position limits
In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. -
The role of the FCA in a changing regulatory landscape
Speech by Nikhil Rathi, our Chief Executive, delivered at the Lord Mayor's City Banquet at Mansion House. -
MS24/2.1: Market study into the Provision of Premium Finance - Proposed Terms of Reference [pdf]
The Terms of Reference set out why the FCA is doing the market study, its scope, the key issues it will explore and the next steps. -
Previous complaints data
Explore complaints data for previous years. -
Information on new consumer duty - November 2023
FCA provides information on new consumer duty. -
FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions
The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in