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Asset Management Market Study – Experimental Consumer Research and Focus Groups [pdf]
Report for the Financial Conduct Authority prepared by London Economics -
Transcript: Market Abuse Surveillance TechSprint - b-next [pdf]
Video transcript of a showcase demo day presentation from our Market Abuse Surveillance TechSprint held in 2024. -
FSA - System to System Interface Guide [pdf]
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Disapplication of pre-emption rights – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Global Equities Capital Markets (cloned firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. -
Cryptoasset registrations: building strong foundations
The FCA's approach to supporting and authorising cryptoasset firms in the UK -
Aims Markets (clone of FCA registered firm)
Aims Markets (clone of FCA registered firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Brexit: what does it mean for financial markets to be open?
Speech by Andrew Bailey, Chief Executive of the FCA, at City Week ‘The International Financial Services Forum’. -
Previous complaints data
Explore complaints data for previous years. -
The commercial importance of culture to industry
Second, and just as important for firms, competition is increasing the commercial risks associated with misconduct as more new entrants come into the market. ... long run reality looks more confronting for senior leaders, with demand-side discipline