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FCA simplifies IPO rules to support UK listings
Companies will benefit from easier initial public offering listings thanks to changes to the rules from the FCA. -
Insurance in the round: Innovation, growth and trust
Speech by Sarah Pritchard, FCA deputy chief executive, at the ABI annual conference. -
John Griffith-Jones confirms plan to leave the FCA and PSR in March 2018
Both undertake a vital role in ensuring that the UK financial markets work well and that the interests of consumers and users of those markets are protected. ... PRA). 4. The FCA has an overarching strategic objective of ensuring the relevant markets -
FCA sets out new rules for the platforms industry
The Financial Conduct Authority has published rules to make the way that investors pay for platforms more transparent. In the future, platforms, in both the advised and non-advised market, will not be allowed to be funded by payments (commonly -
Using our full toolkit to help consumers
This blog sets out why we can have a big impact with our supervision work and don't always need enforcement. -
Business interruption insurance test case: Witness statement [pdf]
The FCA’s evidence in support of the application (only). This document relates to the FCA's application that the test case be heard urgently, and as part of the Financial Markets Test Case Scheme. -
Innovation insights 2025
Fintech is moving fast – this report explores what’s changing, shifting risks, and how FCA innovation services are helping firms test and scale responsibly. -
FCA Q4 14/15 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FSA Firm-level complaints data 2012 H1 [xls]
FSA Firm-level complaints data 2012 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
FCA publishes the Davis Review and the FCA Response
The FCA has an overarching strategic objective of ensuring the relevant markets function well.